丹麦金融服务监管机构

丹麦金融服务监管机构 丹麦

Finanstilsynet

简介

丹麦FSA的首要任务是监督金融业务——银行,抵押贷款机构,养老金和保险公司等。

监督企业是否有足够的自有资金来承担风险(监管偿付能力)是其监管任务的重中之重。此外,丹麦FSA还监管丹麦证券市场。上市公司依据相关规章发布的相关信息也受其监督。向公众发行证券的招股说明书是否需符合法定要求也在其监管范围之内。丹麦金融服务局还进行市场监管,避免市场恶意干预和混乱(如内幕交易和价格操纵)。除了监管活动外,丹麦金融服务局还协助进行金融立法,并颁布金融领域的行政命令。

丹麦FSA的工作重点为:1.预防金融事业陷入困境;2.评估财务经营业务模式的可行性;3.评估本机构监督工作中的系统观点。

监管服务范围

信贷机构、保险业、投资协会以及特殊用途协会、投资公司、其他、保险服务业、证券市场。


监管查询流程

查询网址:http://vut.finanstilsynet.dk/en/Tal-og-fakta/Virksomheder-under-tilsyn/VUT-database.aspx

联系方式

官方网站:Finanstilsynethttps://www.finanstilsynet.dk

地址:Århusgade 110 ,2100 København Ø

电话:: 45 33 55 82 82

传真: 45 33 55 82 00

邮件:Finanstilsynet@ftnet.dk;fintech@ftnet.dk(官方媒体)

办公时间:周一到周四 9:00—16:00;周五9:30—15:00

Brief Introduction

The primary task of the Danish FSA is supervision of financial undertakings – banks, mortgage-credit institutions, pension and insurance companies, etc.

The most important supervisory activity is monitoring that undertakings have adequate own funds to cover their risks (supervision of solvency).The Danish FSA also supervises the securities markets in Denmark. We monitor that listed companies comply with their obligations to publish internal knowledge and other relevant information. Supervision of the stock market area also includes supervision that prospectuses are published when securities are offered to the public and that prospectus material meets all statutory requirements. Finally, the Danish FSA monitors the markets with a view to intervening in market abuse (insider dealing and price manipulation).The Danish FSA contributes in three areas:Counteracting that financial undertakings get into financial difficulties; Assessing the viability of the business models of financial undertaking; Including the systemic perspective in our supervisory work.

In addition to supervisory activities, the Danish FSA assists in drawing up financial legislation and issues executive orders for the financial area. Finally the Danish FSA collects and communicates statistics and key figures for the financial sector.

The Extent of Regulations and Services

Credit institution area, Insurance area, Investment association and special purpose association area, Investment company area, Other, Payment services area.

Verification Process

Website Link: http://vut.finanstilsynet.dk/en/Tal-og-fakta/Virksomheder-under-tilsyn/VUT-database.aspx


Contact

Official Website: Finanstilsynethttps://www.finanstilsynet.dk

Address: Finanstilsynet, Århusgade 110, 2100 København Ø

Tel: 33 55 82 82

Fax: 33 55 82 00

Email: Finanstilsynet@ftnet.dk; fintech@ftnet.dk(press)

Opening hours:

Monday-Thursday 9:00 a.m. - 4:00 p.m.

Friday 9:30 a.m. - 3:00 p.m.